-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RN2RiO5csEYG9r660WuSNwkOSvX2VddSxd9YtjbAU+HtDbeka7n7tRUYoEd6YUs+ mBuHzoM+it/h+V1m/jw60Q== 0001104659-03-002200.txt : 20030214 0001104659-03-002200.hdr.sgml : 20030214 20030213193926 ACCESSION NUMBER: 0001104659-03-002200 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: KPCB VII ASSOCIATES SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARGONAUT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001112880 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 943216714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59547 FILM NUMBER: 03562139 BUSINESS ADDRESS: STREET 1: 1101 CHESS DRIVE STREET 2: . CITY: FOSTER CITY STATE: CA ZIP: 94598 BUSINESS PHONE: 650-655-4300 MAIL ADDRESS: STREET 1: 1101 CHESS DRIVE STREET 2: . CITY: FOSTER CITY STATE: CA ZIP: 94598 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VII L P CENTRAL INDEX KEY: 0000925224 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 943201863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 j7552_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G

Estimated average burden hours per response. . 11

 

Under the Securities Exchange Act of 1934
(Amendment No. 2) (
1)

 

Argonaut Technologies, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

040175101

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]

Rule 13d-1(b)

[     ]

Rule 13d-1(c)

[ X ]

Rule 13d-1(d)

 


(1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  040175101

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership (“KPCB VII”) 94-3201863

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California limited partnership

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
KPCB VII Associates, L.P., a California limited partnership (“KPCB VII Associates”) 94-3203783

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California limited partnership

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
0%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Brook H. Byers

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[     ]

 

 

(b)

[ X ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
97,187 shares are held directly, and 44,772 shares are held by trusts of which Mr. Byers is the trustee.  Mr. Byers disclaims beneficial ownership of the shares held by the trusts.

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
97,187 shares are held directly, and 44,772 shares are held by trusts of which Mr. Byers is the trustee.  Mr. Byers disclaims beneficial ownership of the shares held by the trusts.

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
97,187

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.5%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

4



 

Item 1.

 

(a)

Name of Issuer
Argonaut Technologies, Inc.

 

(b)

Address of Issuer's Principal Executive Offices
1101 Chess Drive
Foster City, CA  94404

 

Item 2.

 

(a)

Name of Person Filing
Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership
KPCB VII Associates, L.P., a California limited partnership
Brook H. Byers.

 

(b)

Address of Principal Business Office or, if none, Residence
c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road, Menlo Park, California  94025

 

(c)

Citizenship
The entities listed in 2(a) are California limited partnerships.  The individual listed in 2(a) is a United States citizen.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
040175101

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

(a)

[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[  ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[  ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[  ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[  ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

5



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
See rows 5-11 of cover sheets hereto.

 

(a)

Amount beneficially owned:   

 

(b)

Percent of class:   

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote   

 

 

(ii)

Shared power to vote or to direct the vote   

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

Item 5.

Ownership of Five Percent or Less of a Class

This statement is being filed to report the fact that as of the date hereof each reporting person has ceased to be the beneficial owner of more than five percent (5%) of the Common Stock of Argonaut Technoloties, Inc.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of Group

Not Applicable

 

Item 10.

Certification

Not Applicable

 

6



 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February  14, 2003

 

 

 

 

 

 

 

Brook H. Byers

 

KPCB VIII ASSOCIATES, L.P.,
A CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

 

 

 

 

 

 

 

Signature:

/s/ Brook H. Byers

 

Signature:

/s/ Brook H. Byers

 

Brook H. Byers

 

 

Brook H. Byers

 

 

 

 

A General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

KLEINER PERKINS CAUFIELD & BYERS VIII, L.P.,
A CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

 

 

By:          KPCB VII Associates, L.P., a California Limited Partnership, its General Partner

 

 

 

 

 

 

 

 

Signature:

/s/ Brook H. Byers

 

 

 

 

Brook H. Byers

 

 

 

 

A General Partner

 

 

7



 

EXHIBIT A

Agreement of Joint Filing

 

The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 14, 2003, containing the information required by Schedule 13G, for the securities of Redback Networks, Inc., held by Kleiner Perkins Caufield & Byers VIII, L.P., a California limited partnership, and with respect to the general partner, such other holdings as may be reported therein.

 

Date: February  14, 2003

 

 

 

 

 

 

 

Brook H. Byers

 

 

KPCB VIII ASSOCIATES, L.P.,
A CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

 

 

 

 

 

 

 

Signature:

/s/ Brook H. Byers

 

Signature:

/s/ Brook H. Byers

 

Brook H. Byers

 

 

Brook H. Byers

 

 

 

 

A General Partner

 

 

 

 

 

 

 

 

 

 

 

 

 

KLEINER PERKINS CAUFIELD & BYERS VIII, L.P.,
A CALIFORNIA LIMITED PARTNERSHIP

 

 

 

 

 

 

 

By:

KPCB VII Associates, L.P., a California Limited Partnership, its General Partner

 

 

 

 

 

 

 

 

Signature:

/s/ Brook H. Byers

 

 

 

 

Brook H. Byers

 

 

 

 

A General Partner

 

 

8


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